The Review Process    

A review is a snapshot of how a department is operating by determining the degree of adherence to laws, rules, procedures, policies, and regulations. 

Reviews or inquiries occur on an as-needed basis and include a written evaluation with recommendations. The Compliance Office performs reviews or inquiries as needed or requested by an employee or department and typically relate to processes, rules, or procedures. 

Departmental reviews include an initial meeting with the department to meet the reviewer, to discuss the review process, and to answer questions. 

Operational reviews focus on potential risks or obstacles that may impact the performance of the University. Performance plays a major role in managing resources, time, financial stability, and the ability to move forward. If the risk potential is high, operational reviews may be completed by System Internal Audit, or Compliance Office.